Model Policies
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26 April, 2018 BENEFICIAL CONTROL/OWNERSHIP POLICY
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26 April, 2018 ORDER & TRADE MANAGEMENT POLICY
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26 April, 2018 BANKS & DEMAT A/Cs OPERATION POLICY
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26 April, 2018 CLIENT MONEY & SECURITIES POLICY
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26 April, 2018 OUTSOURCING ACTIVITIES POLICY
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26 April, 2018 INVESTOR GRIEVANCE REDRESSAL POLICY
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26 April, 2018 NISM VII /SORM CERTIFICATION POLICY
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26 April, 2018 INTERNET TRADING POLICY
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26 April, 2018 INTERNAL CONTROL MANAGEMENT POLICY
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26 April, 2018 MARGIN TRADING POLICY
Model Query
- Q.
What is the New Surveillance Margin @25 percent imposed on trading of certain stock ?
Additional Surveillan..
17 Apr, 2018 . - Q.
What is the Current Status for Linking the Aadhaar card with client ?
A GAZETTE..
17 Apr, 2018 . - Q.
what is conflict of interest in Stock broking business ?
1.1 Conflict of ..
17 Apr, 2018 .