Compliance resource updates.

Compliance Procedure & Solution.

Compliance Circulars and Case laws

Compliance capacity development .

Compliance training and education.

Compliance meeting & conferences.

Stock brokers Compliance website is a resource base web portal created by a group of Professional and intellectual who have worked in Stock market and interacted with various authorities for robust development of the resource capability of a stockbroking firm.

In India  the Stock broking firm are allowed to trade in their own account as well as on behalf of their Client which required separation of the clients  fund and securities. This separation required Enhance Supervision at the Brokers end and also required greater degree of Compliance function to protect client and investor..

The Compliance function in stock market is dynamic and  fast changing which required Capacity development at Small and Medium size Stock broking firm  We provide information on Compliance obligation and update  their knowledge on the subject in cohesive manner.This will enable them to meet the challenge of a fair compliance.This website is making a sincere efforts to meet the compliance requirement of stockbroking Companies in fair manner at economical cost.

The Compliance group  will place all it resources towards answering the individual query and  will also provide the assistance on need basis towards the resolution of various show cause notices issued by various authorities by preparing suitable draft response.