Model Policies
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26 April, 2018 FACSIMILE (SCANNED) SIGNATURE ON CONTRACT NOTES POLICY
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26 April, 2018 INACTIVE/DORMANT A/Cs POLICY
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26 April, 2018 CONFLICTS OF INTEREST POLICY
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26 April, 2018 PRE -FUNDED INSTRUMENTS POLICY
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26 April, 2018 BLOG CHAT POLICY
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26 April, 2018 PROPRIETARY TRADING POLICY
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26 April, 2018 POWER OF ATTORNEY POLICY
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26 April, 2018 CLIENT REGISTRATION POLICY
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26 April, 2018 ANTI MONEY LAUNDERING POLICY
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26 April, 2018 CLIENT CODE MODIFICATION POLICY
Model Query
- Q.
What is the New Surveillance Margin @25 percent imposed on trading of certain stock ?
Additional Surveillan..
17 Apr, 2018 . - Q.
What is the Current Status for Linking the Aadhaar card with client ?
A GAZETTE..
17 Apr, 2018 . - Q.
what is conflict of interest in Stock broking business ?
1.1 Conflict of ..
17 Apr, 2018 .