Classified Circular
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17 April, 2018 RISK MANAGEMENT FRAMEWORK (RMF)
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17 April, 2018 MERGER OR AMALG. OF TRAD, MEMB. (MATMEB) #
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17 April, 2018 TRADING TERMINALS (TRT) #
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17 April, 2018 BSE – COMPLIANCE CALENDAR REPORTING
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17 April, 2018 INTERNET TRADING (INT) #
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17 April, 2018 NSE – COMPLIANCE CALENDAR REPORTING
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17 April, 2018 CLIENT ACCOUNT OPENING (CAO)
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17 April, 2018 INSPECTION OF BROKERS (IOB) #
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17 April, 2018 PREVEN. OF UNAUT. TRAD.BY STOCK BROKER (PUT) #
Model Query
- Q.
What is the New Surveillance Margin @25 percent imposed on trading of certain stock ?
Additional Surveillan..
17 Apr, 2018 . - Q.
What is the Current Status for Linking the Aadhaar card with client ?
A GAZETTE..
17 Apr, 2018 . - Q.
what is conflict of interest in Stock broking business ?
1.1 Conflict of ..
17 Apr, 2018 .