Classified Circular
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17 April, 2018 PROPRIOTARY TRADING (PROT) #
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17 April, 2018 RECORD MAINTENANCE AND PRESERVATION (BOA) #
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17 April, 2018 CONTRACT NOTE ELECTRONICS (ECN) #
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17 April, 2018 AUTHORISED PERSON (AUP)#
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17 April, 2018 POWER OF ATTORNEY (POA) #
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17 April, 2018 ALGORITHMIC TRADING (ALGO)
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17 April, 2018 CLIENT CODE MODIFICATION (CCM) #
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17 April, 2018 CONTRACT NOTE (PCN)#
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17 April, 2018 SYSTEM AUDIT OF STOCK BROKERS (AUDS&I) #
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17 April, 2018 ANNULMENT OF TRADE BY STOCK EXCH. (ANNT)#
Model Query
- Q.
What is the New Surveillance Margin @25 percent imposed on trading of certain stock ?
Additional Surveillan..
17 Apr, 2018 . - Q.
What is the Current Status for Linking the Aadhaar card with client ?
A GAZETTE..
17 Apr, 2018 . - Q.
what is conflict of interest in Stock broking business ?
1.1 Conflict of ..
17 Apr, 2018 .