Compliance Procedure
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17 April, 2018 SURVEILLANCE OF TRANSACTION ALERTS
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17 April, 2018 TRADING TERMINAL
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17 April, 2018 MARGIN TRADING PROCEDURE #
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17 April, 2018 INTERNAL AUDIT PROCEDURES #
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17 April, 2018 CHANGE OR CONTINUED MEMBERSHIP REQUIREMENTS #
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17 April, 2018 STATEMENT OF A/Cs FOR FUNDS / SECURITIES #
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17 April, 2018 DUE-DILIGENCE OF EMPLOYEE ACTIVITIES
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17 April, 2018 FATCA COMPLIANCE
Model Query
- Q.
What is the New Surveillance Margin @25 percent imposed on trading of certain stock ?
Additional Surveillan..
17 Apr, 2018 . - Q.
What is the Current Status for Linking the Aadhaar card with client ?
A GAZETTE..
17 Apr, 2018 . - Q.
what is conflict of interest in Stock broking business ?
1.1 Conflict of ..
17 Apr, 2018 .